Wynn Capital Management, LLC logo

Wynn Capital Management, LLC

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Client assets under management

$102,011,468

Clients

89

46% high-net worth

Advisors

2

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

45

Typical

Average account size

$1,146,196

About

Wynn Capital Management serves individuals and households — including high net worth clients — as well as trusts, estates, pension and profit‑sharing plans, and charitable organizations, providing comprehensive financial planning, consulting, and discretionary investment management. Services described in the brochure include retirement and estate planning, insurance coordination, philanthropic and college‑funding advice, and oversight of variable annuities and other client products.

The firm’s investment approach is grounded in academic research and emphasizes globally diversified, low‑cost, low‑turnover mutual funds and ETFs, with intentional tilts such as small‑cap value exposures to capture persistent return dimensions. WCM also uses institutional fund vehicles (including strategies similar to Dimensional), executes defined‑risk options strategies for income or risk management, and may recommend private placement opportunities for accredited investors when appropriate.

Distinctive features include operating as a two‑advisor firm that recently filed to register with the SEC after surpassing $100 million in assets under management, while serving roughly 89 client relationships with discretionary mandates. The firm does not accept proxy‑voting authority, delivers separate quarterly performance reports in addition to custodian statements, and may reduce or waive planning fees for certain pro bono, nonprofit, or community‑service clients.

Client services

Financial planning Portfolio management Consulting

Expertise

ESG / Sustainable investing Options & derivatives strategies Private / alternative investments College savings (529s, UTMA, etc.)

Fee options

Percentage

$0 - $500,000: 1.40% $500,001 - $1,000,000: 1.20% $1,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.70% Amount over $10,000,000+: Negotiable

Project-based

$100 to $300 per hour for financial planning and consulting services

Other

Fee-only: Hourly planning fees generally range from $100 to $300 per hour; minimum 5 hours for planning services; fees negotiable

Main office location

Wynn Capital Management, LLC

101 Cooper Street

Santa Cruz CA 95060, United States

Number of offices

1

Most active in

California · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Thomas W

Series 66

Santa Cruz, CA

Wynn Capital Management, LLC

Thomas Wynn is the sole advisor at Wynn Capital Management, LLC in Santa Cruz, CA, holding a Series 66 designation with 23 years of industry experience. He has led Wynn Capital Management since 2002. Outside of his advisory role, Wynn is a member of Angels by the Sea, an investment group focusing on early-stage start-ups in the Santa Cruz area. Wynn Capital Management serves individuals, families, trusts, and various organizations with comprehensive financial planning and discretionary wealth management. The firm’s investment approach emphasizes broadly diversified, global portfolios using low-cost mutual funds and ETFs, incorporating institutional funds and customizable strategies such as options and socially responsible mandates.

ESG / Sustainable investing Options & derivatives strategies Private / alternative investments College savings (529s, UTMA, etc.)
user avatar

Susan L

CFP®, Series 65

Santa Cruz, CA

Wynn Capital Management, LLC

Susan Landry is a CFP®-certified financial advisor with four years of industry experience. She is currently with Wynn Capital Management, LLC and was previously with Affinity Capital Advisors. Prior to her financial career, she worked as a journalist and writer. Wynn Capital Management serves individuals, families, trusts, pension and profit-sharing plans, charitable organizations, and business entities with comprehensive financial planning and discretionary wealth management. The firm employs a research-based investment approach focused on broadly diversified, global portfolios using low-cost mutual funds and ETFs, and incorporates institutional fund options and defined options strategies to manage risk and income.

ESG / Sustainable investing Options & derivatives strategies Private / alternative investments College savings (529s, UTMA, etc.)
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