Wrought Iron Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,028,726
Clients
10
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$102,873
About
Wrought Iron Financial LLC provides investment management, financial planning, educational seminars and speaking engagements, and retirement plan management, including serving as an ERISA Section 3(38) investment manager for defined contribution plans. Its clients include individuals, pension and profit‑sharing plans, and charitable organizations.
The firm implements asset‑allocation based portfolios using a mix of passive and active vehicles alongside both ongoing and project‑based financial planning, and offers bundled service plans (FOUNDATIONS and LEGACY) that combine planning and investment management. It tailors client‑imposed restrictions, may provide non‑discretionary recommendations for held‑away accounts (such as 529s or employer plans), and conducts periodic reviews of accounts relative to stated objectives.
Noteworthy for a small, fee‑only adviser managing roughly $1.03 million in assets for about ten clients, the firm provides pension consulting and formal 3(38) fiduciary services as well as discretionary management for certain defined benefit plans—services that are less common among peers of its size. It also runs public and organizational educational seminars (offered in person or virtually) and includes specific disclosure and guidance regarding 529 plans, including those held at the Ohio Tuition Trust Authority.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
Project-Based Financial Planning fixed fees generally range from $500 to $4,000; Educational Seminars fees range from $200 to $1,000 per seminar
$0 - $2,000,000: 0.80% $2,000,001 - $4,000,000: 0.40% $4,000,001+: Negotiable
$200 per hour for financial planning services in certain circumstances
Ongoing Financial Planning fixed monthly fees: $300 to $500 standalone; $100 to $200 combined with Investment Management; FOUNDATIONS plan ongoing planning fee $100/month; LEGACY plan ongoing planning fee $200/month
Minimum fee: Retirement plan minimum annual fees: $1,500 for 401(k) FOUNDATIONS plan; $4,000 for 401(k) ARTISAN plan Fee-only: Ongoing Financial Planning standalone fees range from $300 to $500 per month; $100 to $200 per month when combined with Investment Management; Project-Based Financial Planning fixed fees range from $500 to $4,000; hourly fees at $200/hour in certain circumstances
Main office location
Wrought Iron Financial LLC
919 Cherry St E, Suite 202
Canal Fulton OH 44614, United States
Number of offices
1
Most active in
Wrought Iron Financial LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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