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WRK Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,672,291
Total clients
11
45% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
11
Average account size
$879,299
About
WRK Investments, LLC provides discretionary investment management to individuals, high net worth clients, families, trusts, estates and small businesses, managing roughly $9.4 million in client assets as reported in the brochure. Services include customized portfolio construction, development of investment policy statements, and ongoing account supervision using exchange-listed equities, ETFs, ADRs and select index funds.
The firm’s investment process emphasizes proprietary fundamental and cyclical research with a focus on mid, large and mega-cap equities, and generally favors long-term holdings consistent with client goals. At the same time, WRK discloses it may use short positions, margin and options and occasionally employ short-term, concentrated or tactical (market-timing) strategies and cash hedges, an approach that is less common among independent solo practitioners.
Notable disclosures in the brochure include prior administrative orders by the Ohio Division of Securities in 2016 and 2017 related to recordkeeping, a civil complaint tied to option trades that was dismissed in 2018, and a bankruptcy filing related to that litigation. The firm also states it is fee-only, does not accept custody of client assets, and provides direct management on accounts where clients select their own custodians.
Client services
Portfolio management
Market timing
Expertise
Passive / index investing
Active portfolio management
Concentrated stock management
Options & derivatives strategies
Fee options
0.5% to 1.5% annually
Fee-only: Fee-only advisor compensated solely by client advisory fees; no commissions received.
Main office location
WRK Investments, LLC
Solon OH, United States
Number of offices
1
Most active in
WRK Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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