W
WPG Advisory Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
128
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
128
Average account size
$0
About
WPG Advisory Group is a solo independent registered investment adviser that serves primarily individual and high-net-worth clients, providing financial planning, retirement and estate planning, tax and cash-flow advice, and insurance reviews. The firm does not directly manage client portfolios; instead it refers clients to third-party money managers and supports clients as a liaison.
The adviser’s operating model centers on referrals to third-party managers (including Gradient Investments and other named sub-advisors), assisting clients with onboarding, documentation, periodic reviews, and delivery of TPM disclosures. It does not accept discretionary trading authority or custody of client assets, and its compensation is received as an ongoing portion of the third-party managers’ advisory fees rather than as a direct, firm-managed percentage-of-assets fee.
Compared with many peers, the firm’s managing member maintains an affiliated insurance business that consumes a significant portion of her time and can result in separate insurance commissions, a relationship disclosed as a potential conflict of interest. The firm also participates in incentive and referral arrangements with its third-party managers (including production-based awards) and emphasizes disclosure and internal procedures to mitigate those conflicts.
Client services
Selection of other advisers
Expertise
Wealth management
Active portfolio management
Fee options
$0 - $499,999: Advisor Fee 1.00%, BCM Annual Fee 0.50% (Fee Schedule 1) $500,000 - $999,999: Advisor Fee 1.00%, BCM Annual Fee 0.45% (Fee Schedule 1) $1,000,000+: Advisor Fee 0.85%, BCM Annual Fee 0.40% (Fee Schedule 1) $0 - $499,999: Advisor Fee 1.00%, BCM Annual Fee 0.95% (Fee Schedule 2) $500,000 - $999,999: Advisor Fee 1.00%, BCM Annual Fee 0.85% (Fee Schedule 2) $1,000,000+: Advisor Fee 0.85%, BCM Annual Fee 0.75% (Fee Schedule 2) $0 - $99,999: Advisor Fee 1.00%, BCM Annual Fee 0.75% (Fee Schedule 4) $100,000 - $249,999: Advisor Fee 1.00%, BCM Annual Fee 0.70% (Fee Schedule 4) $250,000 - $499,999: Advisor Fee 1.00%, BCM Annual Fee 0.65% (Fee Schedule 4) $500,000 - $999,999: Advisor Fee 1.00%, BCM Annual Fee 0.60% (Fee Schedule 4) $1,000,000+: Advisor Fee 0.85%, BCM Annual Fee 0.55% (Fee Schedule 4)
Account minimum: $25,000
Main office location
WPG Advisory Group, LLC
11 A Pasco Drive
East Windsor CT 06088, United States
Number of offices
1
Most active in
WPG Advisory Group, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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