Worch Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
4
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$0
About
Worch Financial Group is an independent, single‑advisor firm that serves individual and high‑net‑worth clients with financial planning, portfolio management via third‑party money managers, and access to pooled investments. The firm’s advisory services also include the sale and implementation of insurance products and annuities alongside written and hourly financial planning.
The firm’s investment work is grounded in fundamental analysis and employs both long‑ and short‑term trading approaches, while implementation is frequently effected through referrals to third‑party managers and custodial platforms. Worch Financial Group does not take investment discretion over client accounts and delivers financial plans and ongoing monitoring through the adviser and selected external managers.
Noteworthy distinctions include the firm’s material involvement in insurance: the principal is a licensed insurance agent, insurance commissions are the firm’s primary source of revenue, and the brochure discloses the resulting potential conflicts of interest. The firm also has an ownership role in a private management vehicle that has offered a niche pooled investment tied to pre‑settlement advances in the NFL concussion matter (limited to accredited investors), operates with a very small client base, and reports no discretionary assets under management.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
College savings (529s, UTMA, etc.)
Annuities
Wealth management
Fee options
Written financial plan fees range from $500 to $10,000 depending on complexity
$0 - $250,000: 1.35% $250,001 - $500,000: 1.25% $500,001 - $1,500,000: 1.0% $1,500,001 - $2,500,000: 0.85% $2,500,001 - $3,500,000: 0.75% $3,500,001+: 0.75%
Earn insurance commissions; primary revenue source
Up to $450/hour
Fee-only: Hourly fees up to $450/hour; Written financial plans $500 to $10,000
Main office location
Worch Financial Group, LLC
11300 Rockville Pike., Suite 1001
Rockville MD 20852, United States
Number of offices
1
Most active in
Worch Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
Maryland · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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