Woodlands Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,698,272
Total clients
5
60% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$1,139,654
About
Woodlands Capital Management is a fee-only registered investment adviser that provides discretionary asset management to individual clients, including high‑net‑worth investors. The firm offers two equity strategies—a long‑only approach and a long/short approach—and does not sell commission products or act as a custodian for client assets.
The firm’s investment process is grounded in fundamental analysis and can employ long‑term and short‑term positions, trading, short sales, and options strategies; account reviews are performed periodically and the adviser generally manages accounts on a discretionary basis. Clients complete an intake process to document goals and may impose investment restrictions, and the firm provides account reporting through the chosen custodian.
What is distinctive is that, despite a relatively small asset base and client roster, the firm offers performance‑based fee arrangements to qualified clients, a structure that is uncommon among similar independent advisers. The adviser is fee‑only, governed by a written code of ethics, the investment professional holds the CFA designation, and the firm does not vote client proxies (clients retain proxy voting authority).
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0+: 1.5% annually (long-only equity strategy for all clients) $0+: 2.00% annually (long/short equity strategy for non-qualified clients) $0+: 1.25% annually management fee plus 15% performance fee above benchmark (long/short equity strategy for qualified clients)
15% of yearly portfolio performance above agreed upon benchmark for qualified clients under long/short equity strategy
Fee-only: Fee-only investment management services; no commissions or sales of products.
Main office location
Woodlands Capital Management, LLC
14121 Lakeview Drive
Clive IA 50325, United States
Number of offices
1
Most active in
Woodlands Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Iowa · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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