Woloshin Investment Management, LLC

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Client assets under management

$175,044,506

Clients

361

0% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

120

Very High

Average account size

$484,888

About

Woloshin Investment Management (WIM) provides discretionary investment management and financial planning to individuals, trusts, estates, foundations, retirement plans and corporations, managing roughly $180 million in client assets through three advisors for about 361 client relationships. Client custodial assets are held at Charles Schwab & Co., and WIM offers both ongoing portfolio management and standalone financial planning and consulting services.

The firm primarily uses strategic asset allocation implemented through four model portfolios (Income, Growth & Income, Conservative, and Growth) and combines fundamental, cyclical and technical analysis, including charting, in its security selection. WIM typically manages accounts on a discretionary basis, and its managed accounts are offered only on a wrap-fee basis with a tiered annual wrap schedule; financial planning, consulting and periodic reviews are part of the client relationship.

Distinctive features include WIM’s role as a wrap fee program sponsor and its requirement that managed accounts use wrapped pricing, the availability of no-fee educational seminars and workshops, and that its advisors are also licensed insurance agents (which may result in insurance commissions). The firm is affiliated with American Fiduciary Services, LLC, which provides Deferred Sales Trust trustee services; this affiliation can create additional custody and conflict-of-interest considerations and subjects certain accounts to external surprise audits and enhanced disclosure.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops Investment consulting

Expertise

Wealth management Active portfolio management Charitable giving & philanthropy Trust structures (GRAT, IDGT, revocable)

Fee options

Fixed

Financial planning and consulting fees generally range from $500 to $25,000 on a fixed fee basis

Percentage

$0 - $500,000: 1.97% $500,001 - $1,000,000: 1.87% $1,000,001 - $2,000,000: 1.77% $2,000,001 - $3,000,000: 1.67% $3,000,001 - $4,000,000: 1.57% $4,000,001 - $5,000,000: 1.47% $5,000,001+: 1.37%

Commissions

Commissions may be earned on insurance products purchased through licensed financial advisors, but advisory fees do not include commissions or markups

Other

Account minimum: $200,000 Minimum fee: Minimum quarterly fee of $25 per account Fee-only: Advisory services offered on a fee-only basis

Main office location

Woloshin Investment Management, LLC

40 North Main Street

Medford NJ 08055, United States

Number of offices

Most active in

Alabama · California · Delaware · Florida · Georgia · Maryland · Massachusetts · New Jersey · Pennsylvania · Texas · Virginia

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Website 609-654-9700

Advisors at this firm

Susan E

Series 66

Medford, NJ

Woloshin Investment Management, LLC

Susan Egan is a financial advisor at Woloshin Investment Management, LLC with 19 years of industry experience. She holds the Series 66 designation and has worked at Woloshin Investment Management since 2006, following a year at Summit Brokerage Services Inc. In addition to her advisory role, she manages Eagle Manor Farm, a nursery products business. Woloshin Investment Management provides discretionary and non-discretionary investment management, financial planning, and consulting services to individuals, trusts, estates, foundations, retirement plans, and corporations. The firm uses a model-based approach combining fundamental, cyclical, and technical analysis with active management overseen by an Investment Policy Committee.

Wealth management Active portfolio management Charitable giving & philanthropy Trust structures (GRAT, IDGT, revocable)

Michael W

Series 63, Series 65

Medford, NJ

Woloshin Investment Management, LLC

Michael Woloshin is a financial advisor with Woloshin Investment Management, LLC in Medford, NJ, holding Series 63 and Series 65 licenses and having 44 years of industry experience. He has been with Woloshin Investment Management since 2004 and previously worked at Summit Brokerage Services Inc. Woloshin serves as director of Advanced Educational Services and is involved in life insurance sales as well as trustee services for Deferred Sales Trusts through American Fiduciary Services. Woloshin Investment Management provides investment management, financial planning, and consulting services to individuals, trusts, estates, foundations, retirement plans, and corporations. The firm utilizes model-based managed accounts with a strategic asset allocation approach overseen by an Investment Policy Committee and conducts no-fee educational seminars for clients and prospects.

Wealth management Active portfolio management Charitable giving & philanthropy Trust structures (GRAT, IDGT, revocable)

Katie C

Series 66

Medford, NJ

Woloshin Investment Management, LLC

Katie Corsetto is a financial advisor at Woloshin Investment Management, LLC with 13 years of industry experience. She holds a Series 66 designation and has been with Woloshin Investment Management since 2015, following a year at Summit Brokerage Service. In addition to her advisory role, she is also licensed as a Life and Health Insurance Agent. Woloshin Investment Management provides discretionary and non-discretionary investment management, financial planning, and consulting services to individuals, trusts, estates, foundations, retirement plans, and corporations. The firm employs a strategic asset allocation approach through model portfolios and combines fundamental, cyclical, and technical analysis with active management overseen by an Investment Policy Committee.

Wealth management Active portfolio management Charitable giving & philanthropy Trust structures (GRAT, IDGT, revocable)

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