Wolff Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,540,670
Clients
29
14% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
29
TypicalAverage account size
$397,954
About
The firm provides discretionary investment management and comprehensive financial planning to individual and high-net-worth clients, delivering ongoing planning engagements, one-time plans, and portfolio management services. It also offers educational seminars and speaking engagements for organizations and the public, with some events provided pro‑bono.
Investment advice is grounded in Modern Portfolio Theory and emphasizes primarily passive strategies built with index mutual funds and ETFs, targeting long-term, low‑turnover, tax‑efficient portfolios. Accounts are managed on a discretionary basis with periodic (typically quarterly) reviews and individualized asset‑allocation targets developed from client discussions of goals, time horizon, and risk tolerance.
The brochure discloses that the firm’s principal maintains a salaried, contracted role as a financial planner with another financial services firm—an outside employment arrangement that is uncommon for solo independent advisers. It also notes a recent change in practice: the firm no longer recommends or selects outside investment advisers/TAMPs, and it continues to run public educational programs, a combination of policies that distinguishes it from many peers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
One-time Financial Plan fee ranges from $500 to $5,000, based on complexity and scope.
$0 - $500,000: Included in fixed financial planning fee $500,001 - $1,000,000: 0.5% $1,000,001+: 0.25% with cap of $25,000
Minimum fee: Ongoing Comprehensive Financial Planning fee ranges from $2,000 to $25,000 annually, paid in equal monthly or quarterly installments.
Main office location
Wolff Financial
Greenville SC, United States
Number of offices
1
Most active in
Wolff Financial has reported serving >5 clients in these states in the last 12 months.
South Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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