WNY Asset Management, LLC logo

WNY Asset Management, LLC

Updated today

Total assets under management

$1,729,468,767

Total clients

3,234

12% high-net worth

Total advisors

28

of 35 employees

Firm size

Multi Team

Average clients per advisor

116

Average account size

$534,777

About

WNY Asset Management provides discretionary investment advisory services and, when requested, financial planning and consulting to individuals, business entities, pension and profit‑sharing plans, trusts, estates and charitable organizations. The firm serves both non‑high‑net‑worth and high‑net‑worth individual clients and offers periodic educational seminars and workshops at no charge.

WNY manages assets on a percentage‑of‑AUM basis and implements client objectives through diversified allocations to individual equities, fixed income, mutual funds and ETFs, and may allocate to unaffiliated independent managers. Its investment process uses fundamental, technical and charting analysis, defined asset‑allocation programs (Aggressive to Conservative), occasional defensive cash positions, and both long‑ and short‑term trading strategies.

The brochure discloses a notable integration with a CPA Financial Network and that several representatives are CPAs, with accounting services provided separately by those CPAs rather than by the firm itself, and the firm may recommend attorneys for implementation while not providing legal services. WNY also discloses multiple industry affiliations — including dually‑registered representatives with LPL, use of DFA mutual funds that require adviser approval, and custodial arrangements with Schwab and SEI that supply institutional services and occasional non‑monetary benefits — and describes policies and disclosures it uses to manage those potential conflicts.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Wealth management General estate planning guidance General tax planning

Fee options

Fixed

Fixed fees generally range from $600 to $30,000 depending on service scope

Percentage

$0 - $400,999.99: 1.30% $401,000 - $750,999.98: 1.10% $751,000 - $1,000,999.97: 1.00% $1,001,000+: 0.85%

Commissions

Certain representatives earn commissions as registered representatives of LPL Financial and licensed insurance agents

Project-based

Hourly rates generally range from $150 to $350 depending on service and professional

Other

Fee-only: Fixed fees generally range from $600 to $30,000; Hourly rates from $150 to $350

Main office location

WNY Asset Management, LLC

6500 Sheridan Drive, Suite 200

Williamsville NY 14221, United States

Number of offices

3

Most active in

Arizona · California · Delaware · Florida · Georgia · Illinois · Louisiana · Maryland · Massachusetts · Michigan · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Patrick C

CFP®, Series 66

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Judy S

CFP®

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Diane K

Series 63, Series 65

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Debra B

CFP®, Series 63

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Zachary S

Series 66

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Laureen S

CFP®, Series 63, Series 66

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Paige L

Series 63, Series 65

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Anthony V

Series 66

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Ronald K

Series 63, Series 65

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Steven S

Series 63, Series 65

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Jonathan P

CFP®, Series 66

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Joseph M

Series 63, Series 65

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Stephen C

Series 63, Series 65

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Robert K

CFP®, Series 63, Series 65

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
user avatar

Raymond C

CFP®, ChFC®, Series 63

Williamsville, NY

WNY Asset Management, LLC

Wealth management General estate planning guidance General tax planning
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