W
WLFB Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
58
62% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
58
TypicalAverage account size
$0
About
WLFB Inc. is a small, supported registered investment adviser that serves individuals, trusts, closely held businesses and pension plans; the firm reports two advisors and roughly 64 clients. It provides financial and retirement planning as a value-added service and refers clients to third-party investment managers rather than offering standalone portfolio management directly.
The firm operates on a non-discretionary basis and builds manager allocation plans, typically engaging two to four third‑party managers and requiring clients to execute separate advisory agreements with those managers. WLFB currently reports no assets under its direct management, monitors recommended managers (attending client-manager meetings up to four times per year), and emphasizes diversification across management styles and a range of instruments to help mitigate risk.
Distinctive features noted in the brochure include that the firm’s owner is a licensed insurance producer who may recommend and receive commissions for life, disability and long‑term care products, a potential conflict that the firm discloses and manages. WLFB also relies on fee re‑allowances from the third‑party managers it recommends, works with co‑solicitors, and facilitates access to at least one manager offering a performance‑based strategy for qualified investors under confidentiality terms — arrangements that differ from many peers.
Client services
Financial planning
Pension consulting
Selection of other advisers
Expertise
Wealth management
Fee options
$0+: Negotiable percentage of assets under management (no fixed tiers explicitly stated) All Assets Under Management+: 0.30% (WLFB's fee) + 0.30% (Co-Solicitor's fee) + 0.40% (Third Party's fee) = 1.00% total fee (negotiable)
15% performance fee on capital appreciation for Qualified Investors in WealthMark LLC's Crucible Multi-Strategy Portfolio.
Main office location
WLFB Inc
Bellevue WA, United States
Number of offices
1
Most active in
WLFB Inc has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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