Wittenberg Investments Inc.

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Client assets under management

$88,362,575

Clients

133

20% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$664,380

About

Wittenberg Investments provides discretionary portfolio management, integrated financial planning (generally only to clients who engage for portfolio management), and pension/401(k) consulting to individuals and retirement plans. The firm’s Form ADV shows it manages about $89.3 million in discretionary assets across roughly 133 client accounts and uses percentage-of-assets pricing with a stated $500,000 account minimum that the firm may waive.

The firm documents client objectives and risk tolerance in an Investment Policy Statement and relies primarily on fundamental analysis, third‑party research, and institutional share‑class mutual funds, ETFs and individual securities to implement customized portfolios. Wittenberg generally seeks limited trading discretion, conducts at‑least‑annual portfolio reviews, and may employ option strategies (covered calls, spreads) and third‑party technology platforms to assist in portfolio construction and monitoring.

Notable distinctions in the firm’s disclosures include an affiliated accounting practice whose owner may offer accounting services to Wittenberg clients, with the brochure explicitly stating clients are under no obligation to use that firm — an arrangement the adviser identifies as a potential conflict of interest. The brochure also describes participation in a custodian’s institutional programs that provide research, technology and other non‑monetary benefits to the firm; separately, the firm’s broader marketing reportedly includes client testimonials, a practice that is uncommon among similarly supported advisers.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies Annuities

Fee options

Percentage

$0+: 1.00% to 2.00% annually for portfolio management services (negotiable) All Assets+: 1.00% annually for pension consulting services (negotiable)

Project-based

$500 per hour for additional financial planning services beyond what is included in portfolio management.

Other

Account minimum: $500,000 Fee-only: Portfolio management fees charged as a percentage of assets under management; financial planning generally included in asset-based fee; additional financial planning fees at $500 per hour for complex services.

Main office location

Wittenberg Investments Inc.

2 Towne Square, Suite 950

Southfield MI 48076, United States

Number of offices

Most active in

Florida · Michigan · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Instagram Website 248-202-4470

Advisors at this firm

Carl B

Series 65

Southfield, MI

Wittenberg Investments Inc.

Carl Bradley is a financial advisor at Wittenberg Investments Inc. with one year of industry experience. He holds a Series 65 designation and has worked at the Oakland County Road Commission as an appraiser since 2011. Outside of his advisory role, he is president of Maverick Investments LLC, a real estate investment company. Wittenberg Investments provides discretionary portfolio management and financial planning services primarily to individuals, high-net-worth clients, and retirement plans. The firm focuses on fundamental analysis supported by third-party research and offers pension consulting services with documented client goals and risk tolerance.

Options & derivatives strategies Annuities

Kevin W

Series 65

Southfield, MI

Wittenberg Investments Inc.

Kevin Weingarden is a financial advisor at Wittenberg Investments Inc. with a Series 65 designation and three years of industry experience. He previously worked for Einstandig, Kline, & Meehan, LLP for 14 years and currently owns an accounting firm, Kevin Weingarden CPA LLC. Wittenberg Investments provides discretionary portfolio management and pension consulting services to individuals, high-net-worth clients, and retirement plans. The firm uses fundamental analysis and third-party research to manage portfolios across various asset classes and documents client goals and risk tolerance in an Investment Policy Statement.

Options & derivatives strategies Annuities

Kenneth W

Series 63, Series 65

Southfield, MI

Wittenberg Investments Inc.

Kenneth Wittenberg is a financial advisor at Wittenberg Investments Inc. in Southfield, MI, holding Series 63 and Series 65 licenses with 11 years of industry experience. He has worked previously at Secure Asset Management and Concorde Asset Management before joining his current firm in 2018. Wittenberg Investments provides discretionary portfolio management and pension consulting services to individuals, high-net-worth clients, and retirement plans. The firm emphasizes fundamental analysis supported by third-party research and manages portfolios across various asset classes while maintaining documented client goals and risk tolerance.

Options & derivatives strategies Annuities

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