Witt Financial Group, LLC

Witt Financial Group advises individuals, high-net-worth households, and select pension plans, providing portfolio management through the selection and oversight of sub-advisers as well as standalone financial planning services. The firm manages roughly $160 million in client assets and also reports a material amount of assets under advisement for accounts that clients retain outside third-party manager models.

The firm’s investment work is centered on vetting and matching clients to third-party money managers, creating investment policy statements, and monitoring those relationships; clients typically grant limited discretionary authority for which managers and allocations to use. Witt also accommodates legacy or highly appreciated holdings as assets under advisement and will facilitate client-requested mutual funds or ETFs outside model portfolios when deemed suitable.

Distinctive features include a regular program of educational seminars and workshops for clients and prospective clients on topics such as retirement planning, college funding, cash flow, and tax and estate issues, and most events are offered at no charge and are explicitly educational with no products sold. The firm’s advisers are also licensed insurance agents and disclose the potential for commissionable product sales as a conflict of interest, and the firm has documented prior state regulatory findings and has described corrective measures taken.