Wisdom Oak Fund Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$64,643
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
3
33% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$21,548
About
The firm provides discretionary portfolio management and consulting to individual investors as well as corporations and other business entities. It works with a small number of accounts and manages a modest amount of regulatory assets.
Investment decisions follow an opportunistic, active approach oriented toward absolute return and a higher Sharpe ratio, with a quarter-to-quarter performance focus. The strategy is flexible across market capitalization, sectors, domestic and international markets and uses equities, fixed income, ETFs and options; the adviser may at times hold substantial cash and pursue concentrated positions when value opportunities are limited.
Notable differences from many peers include the use of performance‑based fee arrangements for qualified clients and the firm’s acceptance of corporate/business clients, both of which are uncommon among independent advisers. The practice recommends a third‑party custodian platform for trade execution and recordkeeping and operates as a small advisory practice, which can affect trade aggregation, account review cadence, and the handling of client‑directed brokerage.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Up to 20% of quarterly profits after the end of the quarter in arrears with high water mark and lookback period of 4 quarters
Minimum fee: $199 per month payable monthly in arrears (minimum fee)
Most active in
Wisdom Oak Fund Management LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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