Wingert Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,433,787
Total clients
5
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$486,757
About
Wingert Investment Management, LLC is a state-registered, single-advisor independent firm that provides discretionary and non-discretionary portfolio management to individual clients, including fiduciary investment advice for retirement accounts. The firm reports approximately $2.43 million in discretionary assets under management and serves a very small client roster.
The firm follows a value-oriented equity approach, favoring companies with strong balance sheets and relatively high cash versus market capitalization, and will hold funds in money-market instruments when suitable securities are not available. For clients who meet suitability requirements, it also uses listed options strategies — selling covered calls, purchasing long puts, and selling cash-secured puts — as part of separately managed accounts.
Noteworthy distinctions include the firm’s small scale and concentrated client base combined with explicit use of derivatives in managed accounts, a practice that is uncommon among independent peers. The brochure also discloses a past customer complaint involving the firm’s principal that was settled in 1996, and the firm limits its advice to listed equities, listed options, ETFs, bonds, CDs, and money-market instruments rather than offering guidance on mutual funds, insurance products, futures, or commodities.
Client services
Expertise
Fee options
$0 - $1,500,000: 2.00% annually $1,500,000+: 1.00% annually
Fee-only: Annual fees based on tiered percentage of assets under management; billed quarterly in advance; negotiable fees.
Main office location
Wingert Investment Management, LLC
Hummelstown PA, United States
Number of offices
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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