Windward Partners, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$29,810,555
Total clients
39
23% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
39
Average account size
$764,373
About
Windward Partners, L.L.C. provides discretionary investment management to individuals and high net worth individuals, tailoring portfolios after a complimentary initial consultation and emphasizing income-oriented securities. Services include portfolio construction, trade execution, ongoing monitoring, and quarterly performance reports.
The firm’s investment process is based on fundamental analysis and implements both long- and short-term purchases while maintaining client-appropriate asset allocation, and it may write call options against stock positions on occasion. Accounts are reviewed at least quarterly by the sole adviser, and the firm offers ongoing support for account establishment, transfers, and reporting.
Windward is a small, fee-only advisor led by a CFA charterholder, managing approximately $29.8 million across about 39 client accounts, and operates with adviser-led discretionary trading and Schwab-recommended custody with fee deduction capability. The brochure discloses a 2007 order against the principal on his U4 but notes there are no current or pending disciplinary actions.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $250,000: 1.25% > $250,000+: 1.00% All fixed income portfolios+: 0.80%
Account minimum: $250,000 Minimum fee: $2,500 annually Fee-only: Fee-only firm; no commissions or other compensation
Main office location
Windward Partners, L.L.C.
Canton GA, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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