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Windsor Capital Management, LLC

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Client assets under management

$624,007,529

Clients

458

40% high-net worth

Advisors

5

of 8 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

92

High

Average account size

$1,362,462

About

Windsor Capital Management manages approximately $703 million in discretionary client assets for about 458 clients and operates with a five‑advisor team. The firm offers discretionary portfolio management, non‑continuous advisory consulting, and sub‑advisory/co‑advisor arrangements for unaffiliated investment advisers, and also provides services to retirement plans, trusts, estates, charitable organizations, and corporate clients.

The firm typically builds customized portfolios based on client goals, risk tolerance, and time horizon and frequently implements firm‑developed model portfolios that span conservative to aggressive risk profiles. Investment implementation draws from individual fixed‑income securities, ETFs, closed‑end funds, and proprietary model stock portfolios, and the firm uses a mix of fundamental, technical/charting, and cyclical analysis with occasional use of margin and option strategies where appropriate.

Distinctive operational features include licensing its model portfolios to unaffiliated RIAs and providing sub‑advisory services to other advisers, alongside using an automated custodial trading platform (Altruist) in addition to traditional custodians. The firm also serves in a discretionary fiduciary capacity for retirement plans under ERISA and maintains stated account minimums for certain strategies that it may waive or modify based on client circumstances or custodial arrangements.

Client services

Financial planning Portfolio management Pension consulting Advisory consulting services

Expertise

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning

Occupation focus

Founder/Business Owner Retired

Fee options

Fixed

Flat retainer fees possible for advisory consulting services, negotiated case-by-case

Percentage

0.35% to 1.00% annually (typical range for traditional portfolio management services)

Project-based

Hourly fees for advisory consulting services, negotiated case-by-case

Other

Account minimum: $200,000 for fixed income style accounts; $400,000 for balanced style accounts (minimums may be waived at firm's discretion) Fee-only: Asset-based fee typically ranging between 0.35% and 1.00% annually for portfolio management; advisory consulting fees may include asset-based, fixed retainer, hourly fees, or combination thereof, negotiated case-by-case.

Main office location

Windsor Capital Management, LLC

20860 North Tatum Blvd., Suite 220

Phoenix AZ 85050, United States

Number of offices

4

Most active in

Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Iowa · Michigan · Minnesota · Nebraska · Nevada · New Hampshire · Oklahoma · Oregon · Texas · Utah · Washington · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Frederick P

Series 63, Series 65

Phoenix, AZ

Windsor Capital Management, LLC

Frederick Petrino is a financial advisor at Windsor Capital Management, LLC in Phoenix, AZ, holding Series 63 and Series 65 licenses with 19 years of industry experience. He has been with Windsor Capital Management since 2009. Windsor Capital Management provides fee-only investment advisory services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses a combination of fundamental, technical, and charting analysis to create customized portfolios and offers model portfolios featuring fixed income, ETFs, closed-end funds, and proprietary stock selections.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
user avatar

Darren W

Series 63, Series 65

Phoenix, AZ

Windsor Capital Management, LLC

Darren Whitehurst is a financial advisor at Windsor Capital Management, LLC in Phoenix, AZ, holding Series 63 and Series 65 licenses with 22 years of industry experience. He has been with Windsor Capital Management since 2000. Windsor Capital Management provides fee-only investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers customized portfolio management, advisory consulting, and sub-advisory services, utilizing a mix of fundamental, technical, and charting analysis along with proprietary model portfolios that include fixed income, ETFs, closed-end funds, and stock models.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
user avatar

Carolin A

Series 63, Series 65

Valley Glen, CA

Windsor Capital Management, LLC

Carolin Alaverdian is a financial advisor at Windsor Capital Management, LLC with 22 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Windsor since 2008. Outside of advisory work, she is also active as a real estate agent with Balboa Real Estate. Windsor Capital Management provides fee-only investment advisory services to individuals, trusts, pension plans, charitable organizations, and business entities. The firm employs customized portfolio strategies incorporating fundamental, technical, and charting analysis, and offers model portfolios including fixed income, ETFs, closed-end funds, and proprietary stock models.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
user avatar

Lewis C

Series 65

Bloomington, MN

Windsor Capital Management, LLC

Lewis Coffey is a financial advisor at Windsor Capital Management, LLC in Bloomington, MN, holding a Series 65 designation with 12 years of industry experience. He has been with Windsor Capital Management since 2011. Windsor Capital Management provides fee-only investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers customized portfolios using fundamental, technical, and charting analysis, along with proprietary model portfolios including fixed income, ETFs, closed-end funds, and stock models, and serves other advisers through sub-advisory and co-advisory arrangements.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
user avatar

Donald P

Series 63, Series 65

Phoenix, AZ

Windsor Capital Management, LLC

Donald Peppler is a financial advisor with Windsor Capital Management, LLC in Phoenix, AZ, holding Series 63 and Series 65 licenses and having 19 years of industry experience. He has been with Windsor Capital Management and Peppler Capital Advisors, Inc. since 2008. Windsor Capital Management provides fee-only investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses a combination of fundamental, technical, and charting analysis to implement customized portfolios and offers model portfolios that include fixed income, ETFs, closed-end funds, and proprietary stock models, along with sub-advisory and co-advisory services for other registered investment advisers.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
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