Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$180,118,654
Clients
343
15% high-net worth
Advisors
5
of 6 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Clients per advisor
69
TypicalAverage account size
$525,127
Williamson Legacy Group provides personalized financial planning and both discretionary and non-discretionary investment advisory services to individuals (including high net worth clients), families, family offices, trusts, estates, private foundations, and qualified retirement plans. The firm reports $183,062,559 in discretionary assets under management and serves roughly 343 clients through a team of five advisors.
The firm’s investment process begins with a client-specific financial plan and uses fundamental and technical analysis to recommend long-term portfolio strategies, while allowing shorter-term trades when appropriate; Williamson Legacy Group also may allocate portions of client assets to unaffiliated External Managers. Portfolios are tailored to each client’s objectives, tax sensitivity and time horizon, are reviewed at least annually, and may be managed with client-imposed restrictions in either a discretionary or non-discretionary capacity.
Noteworthy features include operating from five offices despite a small advisor team, a structure that is uncommon among similar team firms, and advisory personnel who are licensed insurance professionals who may earn separate commission-based compensation for insurance products — a disclosed potential conflict of interest. The firm also participates in an institutional custodial platform (including Trade-PMR/First Clearing) that provides access to institutional trading, research and block-trading capabilities typically unavailable to retail investors.
Financial planning fixed fees up to $20,000, either annual or one-time depending on engagement
$0 - $500,000: 1.50% $500,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.25% $10,000,001+: 0.10%
Separate commission-based compensation earned by advisory persons licensed as insurance professionals for selling insurance products, separate from advisory fees
Fee-only: Fixed fees for financial planning services up to $20,000 annually or one-time, depending on complexity
Williamson Legacy Group, LLC
Carmel IN, United States
Number of offices
5
California · Colorado · Florida · Indiana · Louisiana · New York · North Carolina · Ohio · Texas
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Carmel, IN
Williamson Legacy Group, LLC
Series 66
Carmel, IN
Williamson Legacy Group, LLC
Series 63, Series 65
Carmel, IN
Williamson Legacy Group, LLC
Series 63, Series 65
Carmel, IN
Williamson Legacy Group, LLC
Series 65
Brooklyn, NY
Williamson Legacy Group, LLC
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