W
Williams Wealth Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$41,896,402
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
73
15% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
73
Average account size
$573,923
About
The firm provides discretionary and non‑discretionary portfolio management to individuals, high‑net‑worth clients, and corporations or business entities, using client interviews to develop individualized Investment Policy Statements. It also facilitates referrals to third‑party advisers when appropriate and offers life insurance and annuity products through the firm principal’s separate, licensed insurance activity.
The firm’s investment approach combines fundamental and cyclical analysis with along‑term trading orientation, and it documents risk tolerance and objectives in an IPS for each client. Portfolios are actively monitored and the firm typically recommends that accounts hold more than half of assets in individual equities, with authority to trade on a discretionary basis.
Distinctive features include the principal’s role as an independent life insurance agent who accepts commissions for insurance and annuity sales to advisory clients—a source of potential conflicts that the firm discloses. The firm is a solo‑advisor practice managing roughly $41.9 million in discretionary assets for about 73 clients, and it also works with corporate/business clients, a client type that is less common among similar independent advisers.
Client services
Portfolio management
Expertise
Concentrated stock management
Annuities
Fee options
$0 - $1,999,999: 1.00% $2,000,000 - $4,999,999: 0.75% $5,000,000 - $9,999,999: 0.60% $10,000,000+: 0.50%
Commission from sale of life insurance and annuities as independent insurance agent, but not primary source of compensation.
Main office location
Williams Wealth Management, Inc.
3540 Wheeler Road, Suite 106
Augusta GA 30909, United States
Number of offices
1
Most active in
Williams Wealth Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Georgia · South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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