Williams Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$26,000,000
Total clients
50
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
50
Average account size
$520,000
About
Williams Wealth Management is a state-registered independent investment adviser that serves individuals, high-net-worth clients, trusts and estates. The firm provides discretionary portfolio management and ongoing investment supervision for roughly 50 client relationships with about $26 million in assets under management.
The firm’s investment approach is generally long-term and ETF-focused, using low-cost ETFs as core holdings while permitting selected individual equities when they meet a stated liquidity filter (individual stocks are typically screened to approximate $20 million or more in daily trading volume using price × 50‑day average volume). Research combines fundamental and technical analysis, trades are timed using technical indicators, and the firm may employ put options as a hedging tool to manage downside risk.
A few features that distinguish this small, single-advisor practice from many peers are the explicit use of option-based hedging and a formal liquidity screen for individual stock inclusion, along with a required custody arrangement directing brokerage to a specified custodian and an explicit statement that the firm does not place assets in wrap fee programs. Prospective clients should also note the brochure references a $350,000 asset minimum (with monthly minimum billing if below that level) while another section notes a negotiable $1,000 relationship minimum, so clarifying account minimums and billing practices is advisable.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$350,000+: 0.75% to 1.65% annually, fees are negotiable and vary depending on client relationship complexity
Account minimum: $350,000 Minimum fee: Monthly minimum fee ranges from $49 to $419 for accounts below $350,000 Fee-only: Investment advisory fees based on assets under management and monthly minimum fees if below minimum
Main office location
Williams Wealth Management
Hopkinton MA, United States
Number of offices
1
Most active in
Williams Wealth Management has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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