Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$263,947,400
Total clients
246
37% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
82
Average account size
$1,072,957
Williams & Novak Wealth Management provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, pension and profit‑sharing plans, and businesses. Offerings include discretionary and non‑discretionary portfolio management, financial planning and retainer consulting, retirement‑plan advisory, and educational workshops and newsletters for current and prospective clients.
The firm’s Financial Advisors generally employ a long‑term investment approach informed by fundamental and technical analysis, while using shorter‑term trades for rebalancing or hedging as appropriate to client objectives and risk tolerance. Portfolios may include individual equities and fixed income, mutual funds and ETFs (including hedging and inverse/leveraged products), options, structured notes, non‑traded REITs, and private equity/private debt; WNWM also engages sub‑advisors and third‑party managers and uses an administrative platform to implement and monitor strategies.
Compared with many similarly sized supported firms, WNWM operates from five offices, maintains an affiliated tax practice (Williams & Novak Tax Partners, LLC) and passive interests in a private equity business (H4 Capital Partners), and has Financial Advisors who may also serve as registered representatives or insurance agents. The firm also conducts educational seminars and issues periodicals, offers access to a third‑party cash management program, and discloses receipt of marketing reimbursements and other administrative or referral arrangements in its brochure.
Fixed fees for financial planning range from $1,000 to $20,000 per project; retainer fees generally range from $1,000 to $20,000 per year, billed monthly or quarterly in advance.
Investment management fees charged at up to 2.25% annually, negotiated based on account size and complexity, with possible breakpoint, blended, or flat fee structures.
Certain Financial Advisors are licensed to sell insurance products and receive commissions; these commissions do not reduce advisory fees.
Hourly financial planning and consulting rates generally range from $150 to $500 per hour.
Account minimum: WNWM generally does not impose a minimum account size for establishing a relationship; however, some Financial Advisors may require minimum total client assets to establish a relationship (specific amounts not stated). Minimum fee: Some Financial Advisors establish minimum fees; specifics vary and are detailed in individual IMAs or IAAs. Fee-only: Financial planning offered on fixed fee or hourly basis; fixed fees range from $1,000 to $20,000 per project; hourly rates range from $150 to $500 per hour.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Williams & Novak Wealth Management, LLC
2625 Townsgate Road, Suite 330
Westlake Village CA 91361, United States
Number of offices
5
Series 63, Series 66
Homer, AK
Williams & Novak Wealth Management, LLC
Series 63, Series 66
Huntington Beach, CA
Williams & Novak Wealth Management, LLC
CFP®, Series 66
Westlake Village, CA
Williams & Novak Wealth Management, LLC
Series 63, Series 65
San Tan Valley, AZ
Williams & Novak Wealth Management, LLC
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