William J. Sumski
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,975,939
Total clients
39
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
39
Average account size
$307,075
About
The firm provides portfolio management and related financial planning services to individual investors, primarily implementing portfolios made up of mutual funds and exchange-traded funds and offering managed account programs and IRA rollover recommendations. Clients receive written portfolio evaluations and periodic account reports, with the firm describing regular supervision designed to meet individual objectives.
The firm follows a long-term purchase approach and uses fundamental, technical, and cyclical analysis to guide investment selection, typically recommending holdings intended to be held at least one year. It operates largely on a non-discretionary basis—clients retain authority over trade executions, broker selection, and proxy voting—and may choose quarterly, semi-annual, or annual review schedules.
Compared with many independent advisers, the firm’s combination of a small client base and roughly $12 million in AUM with primarily non-discretionary management is uncommon. The brochure also highlights retirement-planning credentials, an explicit fiduciary acknowledgement when advising on rollovers, limited custody only to facilitate fee deduction, and an explicit discussion of emerging risks such as cryptocurrencies.
Client services
Portfolio management
Expertise
General retirement planning
Fee options
0.50% to 1.50% annually, negotiable
Main office location
William J. Sumski
Harrisburg PA, United States
Number of offices
1
Most active in
William J. Sumski has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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