Wiley Capital Partners

Wiley Capital Partners is a small investment advisory firm that provides discretionary portfolio management and integrated financial planning to individual and high‑net‑worth clients, and also offers pension consulting services for employer‑sponsored plans, including 401(k) plans. The firm prepares a written Investment Policy Statement for each client to document goals, time horizon, tax considerations, and risk tolerance.

The adviser uses a blend of analytical methods—fundamental, cyclical, quantitative analysis and modern portfolio theory—and deploys a broad investment toolkit that can include equities, fixed income, ETFs, real estate funds, private placements, commodities, options and margin transactions. Accounts are managed on a discretionary basis with regular monitoring and rebalancing; the firm also uses a third‑party platform to review and rebalance held‑away defined contribution participant accounts.

Noteworthy features include the explicit pension consulting practice alongside individual wealth management, a service that is uncommon among similar independent advisers, and the incorporation of higher‑risk instruments (options, margin, private placements and venture capital) into client strategies. The firm requires custody at Schwab Institutional, acknowledges ERISA fiduciary duties when advising retirement accounts, and operates with a modest client roster and AUM, suggesting a concentrated, hands‑on practice model.