W
Whitfill Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,883,371
Clients
11
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$443,943
About
Whitfill Investment Management LLC provides portfolio construction, asset management, and ongoing monitoring primarily for individual clients through a discretionary managed account program, and offers financial planning and hourly consultation services on request. Portfolios are implemented mainly with mutual funds and money market funds, and the firm serves as a fiduciary for retirement accounts under ERISA and related rules.
The adviser gathers client objectives and constraints via an initial interview and questionnaire, then employs asset-allocation strategies across portfolio types labeled Ultra‑Conservative through Aggressive Growth while using fundamental, technical, and cyclical analysis. Accounts are managed on a discretionary basis, monitored regularly, and custodied at Trade PMR through Wells Fargo Clearing Services with quarterly custodial statements and advisor performance reports provided to clients.
A notable aspect of the firm is the adviser’s affiliation with a separate CPA practice, Gerald Whitfill PC, to which he devotes approximately 50% of his time; tax considerations are explicitly factored into portfolio design, though clients are not required to use the accounting firm. The adviser may also include life‑insurance recommendations as part of financial plans and earns insurance commissions as a licensed agent, an affiliation that is relatively uncommon among independent advisers of this type.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General tax planning
Fee options
Financial plans range from $500 to $1500
0.50% to 2.75% of assets under management
Up to $300 per hour
Main office location
Whitfill Investment Management, LLC
1408 Stonehollow Dr, Suite A 400
Kingwood TX 77339, United States
Number of offices
1
Most active in
Whitfill Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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