Whitestone Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,816,145
Total clients
173
0% high-net worth
Total advisors
2
of 1 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
87
Average account size
$68,301
About
Whitestone Capital Management provides investment advisory and financial planning to individuals, trusts, estates, charitable organizations and business clients. The firm delivers discretionary portfolio management through a wrap-fee program and also offers one‑time and ongoing financial planning and implementation support, with the ability to engage sub‑advisors when requested.
The firm’s investment work blends tactical and strategic approaches, using equities, mutual funds, ETFs and fixed‑income securities; it operates model portfolios including a Technician Series that applies technical indicators (price movement, market strength and volatility measures) alongside fundamental and quantitative analysis. Advisors can also construct customized portfolios (for example, laddered bond strategies or sector rotation) and may allocate to third‑party managers such as CMG or MarketGrader where appropriate.
Whitestone is notable among independent advisors for operating as a wrap‑fee program sponsor, receiving a portion of the bundled wrap fee, and for its affiliation with an insurance business and dually licensed representatives — relationships the firm discloses and manages as potential conflicts of interest. The firm requires custody through an institutional custodian and participates in that custodian’s advisor program, which provides certain services and economic benefits to the firm that it discloses to clients.
Client services
Expertise
Fee options
Fixed financial planning fees ranging from $200 to $5,000, negotiable
$0 - $500,000: 1.50% (Schedule 1 - BlackRock Strategic ETF Models, Vanguard Passive ETF Models) or 1.95% (Schedule 2 - The Technician Models and others) $500,001 - $999,999: 1.45% (Schedule 1) or 1.85% (Schedule 2) $1,000,000+: 1.40% (Schedule 1) or 1.75% (Schedule 2)
Up to $350 per hour for financial planning services, billed in six-minute increments
Account minimum: $5,000 to $25,000 (typically, but may accept below minimum at discretion) Fee-only: Financial planning services charged hourly up to $350/hour or fixed fees ranging from $200 to $5,000
Main office location
Whitestone Capital Management LLC
110 E Market St
New Albany IN 47150, United States
Number of offices
2
Most active in
Indiana · Kentucky
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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