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White Star Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
White Star Financial LLC provides discretionary asset management to advisory clients, including individuals, high‑net‑worth investors and business entities, and permits client‑imposed investment restrictions; the firm charges asset‑based advisory fees billed monthly. Despite its registration as an investment adviser, the firm reported no assets under management and no advisory clients as of December 31, 2025.
The firm constructs portfolios based on documented client goals, time horizons and risk tolerances and conducts periodic (at least quarterly) account reviews. Its investment process draws on a mix of fundamental, technical, charting and cyclical analysis and may include long‑term holdings, active trading and option writing (including covered and uncovered strategies).
A principal of the firm is also a licensed insurance agent and periodically offers insurance products for commission, a disclosed conflict of interest the firm says it mitigates through disclosures and its fiduciary duty to clients. The adviser is small and recently began advisory operations, operating with a single advisory representative and no current AUM — characteristics that differentiate it from many investment managers that oversee pooled or institutional capital.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.25% annually Over $1,000,000+: 1.00% annually
Account minimum: $75,000
Main office location
White Star Financial LLC
Toms River NJ, United States
Number of offices
1
Most active in
White Star Financial LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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