Wharton Wealth Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,654,976
Clients
19
89% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
LowAverage account size
$1,613,420
About
Wharton Wealth Planning provides wealth-management and comprehensive financial-planning services to high‑net‑worth individuals, families, trusts, small businesses, and charitable organizations. The firm offers discretionary investment management, periodic portfolio reviews and consulting, and stand‑alone financial plans prepared by CFP professionals.
WWP’s investment approach is tailored to client objectives and emphasizes asset allocation, diversification, and valuation, combining modern portfolio theory with fundamental and quantitative analysis and a mix of growth and value strategies. Portfolios are generally managed on a discretionary basis with ongoing supervision and the ability to incorporate ESG/PRI considerations for clients who request them.
The firm operates as a small, boutique practice with a limited client roster (17 clients) and roughly $22.7 million in assets under management, reflecting a focus on a concentrated set of higher‑net‑worth relationships rather than serving non‑HNW retail individuals. It functions as an independent fiduciary, provides both project‑based planning work and ongoing management, and delegates proxy voting to clients rather than voting proxies on their behalf.
Client services
Financial planning
Portfolio management
Expertise
ESG / Sustainable investing
Real estate investing
Charitable giving & philanthropy
General estate planning guidance
Cash flow / budgeting
Fee options
Portfolio review fees range between $2,000-$12,000; Financial plan fees range between $3,500-$15,000, depending on complexity
$1,500,000 - $2,999,999: 0.90% $3,000,000 - $4,999,999: 0.80% $5,000,000+: 0.70%
$230 per hour for financial planning
Account minimum: $1,500,000 Fee-only: Fixed fees for portfolio reviews and financial planning between $2,000-$15,000 depending on complexity
Main office location
Wharton Wealth Planning, LLC
3 Columbus Circle, Floor 15
New York NY 10019, United States
Number of offices
2
Most active in
Wharton Wealth Planning, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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