Wexler Financial Group

Wexler Financial Group provides investment management, financial planning, consulting and insurance producer services to a range of entities including pension plans, pooled investment vehicles, corporations, trusts, estates and charitable organizations. Its advisory work spans traditional equities and fixed income as well as alternative exposures and separate‑account investment options tied to variable insurance products.

The firm uses a client‑specific process that begins with information gathering and an Investment Policy Statement, then implements asset‑allocation driven portfolios through model and customized strategies with either discretionary or non‑discretionary authority and periodic reporting. Investment tools described in the brochure include mutual funds, ETFs, options, margin, derivatives and, for accredited or institutional clients when suitable, REITs and private equity; the firm also provides ERISA retirement plan consulting and may select and monitor sub‑advisers on behalf of clients.

What distinguishes the firm from many peers is its dual role as a registered adviser and licensed insurance agency, which enables recommendations of indexed universal life and other insurance solutions and the receipt of insurance commissions that the brochure discloses and addresses for conflicts. The firm also documents a broader fee palette than is typical for its peer group — including hourly charges, one‑time/flat or subscription arrangements and paid corporate trainings/workshops/seminars — and explicitly notes its practice of recommending or compensating other advisers or sub‑advisers in institutional and pension engagements.