Westwood Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,521,927
Total clients
14
36% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$894,423
About
Westwood Asset Management, LLC is a single‑advisor independent registered investment adviser that provides ongoing portfolio management to individuals and high‑net‑worth individuals. The firm prepares an Investment Policy Statement for each client and offers both discretionary and non‑discretionary management tailored to clients’ goals, time horizons, and risk tolerances.
The firm uses a broad set of analytical approaches — charting, fundamental, technical, cyclical, quantitative analysis and modern portfolio theory — and pursues long‑term trading alongside options strategies, including covered and uncovered positions and spreads. Westwood primarily recommends ETFs to most clients but also employs equities, fixed income, non‑U.S. securities, annuities, real estate funds (including non‑traded REITs), and precious‑metal ETFs as appropriate.
Noteworthy features for a firm of this size include a small client roster (14 clients) managing roughly $12.5 million in discretionary assets, suggesting relatively larger account sizes per client, and an in‑house investment management approach rather than selecting third‑party managers. The brochure also discloses use of soft‑dollar research benefits, a recommendation of Charles Schwab as custodian, and documented personal trading policies intended to address conflicts of interest.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000 - $5,000,000: 0.75% annually $5,000,000+: 0.50% annually
Main office location
Westwood Asset Management, LLC
Kansas City MO, United States
Number of offices
1
Most active in
Missouri
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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