Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$795,933,599
Total clients
972
24% high-net worth
Total advisors
6
of 10 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
162
Average account size
$818,862
Westwind Capital is a registered investment adviser managing about $796 million for individuals, high‑net‑worth clients, trusts, retirement and pension plans, and other institutional clients. The firm provides discretionary asset management through its FOCUS Program and also offers financial planning services to clients and plan participants.
WWC describes a disciplined, long‑term orientation across five FOCUS disciplines—Equity (Stock Management), Income, Balanced, ETF and a customized Options strategy—using twelve quantitative and qualitative principles for equity selection and a mix of individual securities, ETFs and funds for income exposure. Accounts are managed on a discretionary basis with ongoing monitoring and at least annual reviews; the customized options strategy is available only to sophisticated HNW and institutional clients upon request.
What is distinctive relative to many team firms is WWC’s explicit use of closed‑end and open‑end funds, sub‑advisory arrangements and a third‑party money‑manager relationship, indicating the firm actively manages pooled vehicles and institutional mandates—an offering that is statistically less common among comparable teams. The brochure also discloses employee co‑investment in the firm’s FOCUS strategies and an average‑price allocation method for trades (with compliance oversight), a practice that can produce timing‑related allocation effects for newer client accounts.
Financial planning fees may be charged as fixed fees; fees negotiated per client
$0 - $250,000: 1.50% annually (Equity) $250,001 - $750,000: 1.25% annually (Equity) $750,001 - $1,000,000: 1.00% annually (Equity) $1,000,001 - $10,000,000: 0.75% annually (Equity) $500,000 - $1,000,000: 0.75% annually (Fixed Income/Treasury Management) $1,000,001+: 0.60% annually (Fixed Income/Treasury Management) No minimum stated+: 0.30% annually (Treasury Management)
Financial planning fees may be charged hourly; fees negotiated per client
Account minimum: $100,000 Fee-only: Negotiable hourly or fixed fees for financial planning services
Westwind Capital
1800 S. Telshor
Las Cruces NM 88011, United States
Number of offices
2
Arizona · California · Colorado · Florida · Michigan · Nebraska · New Mexico · New York · North Carolina · Texas
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Las Cruces, NM
Westwind Capital
CFP®, Series 65
Las Cruces, NM
Westwind Capital
Series 63, Series 65
Las Cruces, NM
Westwind Capital
CFP®, CFA®, Series 66
Las Cruces, NM
Westwind Capital
Series 66
Las Cruces, NM
Westwind Capital
Series 63, Series 65
Centennial, CO
Westwind Capital
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