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Westmont Capital Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$16,100,000
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
22
50% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$731,818
About
Westmont Capital Advisors works with individuals, high‑net‑worth clients, retirement plans, trusts, estates, and other fiduciary entities. The firm provides asset management on both discretionary and non‑discretionary bases, financial planning, third‑party manager selection, 401(k) consulting, and a bespoke “home office” service for family wealth oversight.
Investment programs are customized around client objectives, risk tolerance, tax considerations, and time horizons, with ongoing monitoring and periodic reviews. The brochure describes both discretionary rebalancing and non‑discretionary recommendations that require client approval, and notes the use of a broad toolkit — including derivatives, margin, short strategies, and outside managers where appropriate.
Notable differences from many peers include the explicit offering of holistic home‑office services for high‑net‑worth families and disclosure that the firm’s principal performs outside work as an expert witness and FINRA arbitrator, a relationship the firm identifies as a potential conflict to manage. The firm also emphasizes flexible, negotiated arrangements across client relationships and manages roughly $46 million in client assets across its account base under a single‑advisor structure.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Home office services
Expertise
Concentrated stock management
Equity compensation tax strategy
Occupation focus
Founder/Business Owner
Fee options
Flat fees for Financial Planning services ranging from $500 to $15,000; flat fees also negotiated for Home Office services and 401(k) consulting
$0 - $5,000,000: Equity: 0.75% – 2.10% $0 - $5,000,000: Fixed Income: 0.35% – 0.50% $0 - $5,000,000: Mutual Funds: 0.30% – 0.95% $0 - $5,000,000: Cash/Equiv.: 0.08% – 0.12%
Hourly rate for Financial Planning services up to $150/hour
Account minimum: $1,000,000 Fee-only: Flat fee or hourly rate for Financial Planning; flat fees $500 to $15,000; hourly rates not to exceed $150/hour
Main office location
Westmont Capital Advisors, LLC
Dallas TX, United States
Number of offices
1
Most active in
Westmont Capital Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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