Westlake Wealth Management, LLC

Westlake Wealth Management provides discretionary investment advisory and portfolio management services to individuals (including high‑net‑worth clients), as well as corporations, pension and profit‑sharing plans, trusts, estates, and charitable organizations. The firm also offers plan‑level 401(k) services — including mutual fund/ETF lineup selection, recommendations of custodians/record‑keepers, and participant education workshops — and documents client objectives and guidelines prior to implementing strategies.

Investment decisions are implemented under discretionary agreements and are guided by both fundamental and technical analysis across equities, fixed income, mutual funds, ETFs, international securities and interests in real‑estate partnerships. Accounts are monitored on an ongoing basis (the firm describes daily reviews and annual asset allocation reviews), trades are routed through Charles Schwab and the firm has written policies for order aggregation and prompt correction of trade errors.

What is noteworthy for a firm of this size is its fee‑only model combined with a small advisor team that brings atypical professional breadth — including legal and public‑pension tax‑policy experience on one side and CPA/CFA credentials on the other — which the brochure cites as part of its advisory resources. The brochure also discloses a few nonstandard practices for a boutique advisory firm, such as a flat monitoring fee arrangement for a client‑directed account and an explicit offering of 401(k) plan administration and participant education in addition to household portfolio management.