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Westcott Investment Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$63,559,697
Clients
66
26% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
HighAverage account size
$963,026
About
Westcott Investment Advisors LLC serves individual investors, providing portfolio management and financial planning services to a modest client base. The firm is a solo independent adviser overseeing roughly $63.6 million in client assets across about 66 accounts.
The Form ADV states the adviser generally operates on a primarily non-discretionary basis, delivering investment recommendations and periodic account reviews while clients retain final authority over trades. Ongoing reporting and review procedures are described in the brochure and align with common practices for independent advisers.
The brochure also discloses an affiliation with an accounting firm and that the adviser engages in accounting-related activities, a combination that is uncommon among independent advisory firms. That affiliation supports the delivery of accounting and tax-related services alongside investment advice, distinguishing the firm from peers that provide investment-only services.
Client services
Financial planning
Portfolio management
Main office location
Westcott Investment Advisors LLC
90 Westcott Road
Danielson CT 06239-0296, United States
Number of offices
1
Most active in
Westcott Investment Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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