Wesban Financial Consultants, P.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$60,670,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
99
32% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
99
Average account size
$612,828
About
Wesban Financial Consultants, P.C. provides investment advisory and ongoing portfolio management and financial planning services primarily to individuals and high‑net‑worth clients, and also serves charitable organizations — an uncommon client type for independent firms. The firm delivers asset management and holistic financial planning, including reviews of wills, estate plans, taxes, qualified plans, insurance, and retirement income as part of its advisory offering.
Wesban’s programs are built around strategic asset allocation using a mix of active, passive, and exchange‑traded funds and employ fundamental, technical, and cyclical analysis. The firm operates primarily on a non‑discretionary basis, obtaining client approval before executing trades and conducting quarterly account reviews that address allocation, rebalancing, and tax‑loss harvesting opportunities.
Founded in 1977, the firm manages roughly $60.7 million across about 99 client relationships, and its emphasis on non‑discretionary management combined with serving charitable clients distinguishes it from many peers. Custody is provided through a national custodian (Charles Schwab), the firm discloses receipt of custodial research/soft‑dollar benefits, and it generally does not vote client proxies unless clients request assistance.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
$0 - $500,000: 1.00% $500,000.01 - $1,500,000: 0.75% $1,500,000.01 - $3,000,000: 0.60% $3,000,000.01+: 0.50%
Account minimum: $100,000 Minimum fee: Minimum annual fee of $1,000 (implied from $100,000 minimum at 1.00%) Fee-only: Annual investment advisory fee based on assets under management; no commissions received; fee-only advisory
Main office location
Wesban Financial Consultants, P.C.
1800 Providence Park, Suite 200
Birmingham AL 35242, United States
Number of offices
1
Most active in
Wesban Financial Consultants, P.C. has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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