Werner & C0. Ria, Pllc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$29,320,382
Clients
81
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
81
Very HighAverage account size
$361,980
About
Werner & Co. RIA, PLLC is a state-registered investment adviser that provides portfolio management and financial planning to individuals, businesses, non-profits and retirement plans. The firm offers ongoing, fee-based advisory services and reported roughly $27.3 million in assets under management as of December 31, 2024.
The adviser operates under a non-discretionary model, using fundamental analysis to recommend exchange-listed stocks, mutual funds, index funds, ETFs, stock options and bonds, with a preference for no-load funds and an explicit policy against margin or leveraged products. Clients receive quarterly reviews and written reports, retain final trading authority, and authorize fee deductions through their custodian with fees charged in arrears.
Distinctive features include that the firm reports all assets under management on a non-discretionary basis, a practice that is uncommon among independent advisers, and a strong operational tie to a particular broker-dealer platform: the adviser recommends and generally requires clients to custody with Altruist Financial LLC to achieve stated operating efficiencies and access its research tools while disclosing no formal affiliation. The firm’s principal has a long career as a CPA and holds Personal Financial Specialist credentials, and the adviser emphasizes low-cost mutual fund allocations and client access to custodian-provided research.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $499,999: 0.75% AUM $500,000 - $999,999: 0.60% AUM $1,000,000+: 0.40% AUM
Account minimum: $25,000
Most active in
Werner & C0. Ria, Pllc has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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