Wenning Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$40,024,272
Total clients
33
24% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
33
Average account size
$1,212,857
About
The firm is an independent registered investment adviser managing roughly $40.0 million for a small group of individual clients, including high-net-worth households. It offers ongoing portfolio management, developing an Investment Policy Statement for each client to document objectives, time horizon, and risk tolerance.
The adviser generally operates with discretionary authority to implement tailored asset allocation, security selection, and regular portfolio monitoring, and provides custodian statements alongside firm-prepared performance spreadsheets. Its investment process draws on a broad set of analytical techniques — charting, cyclical, fundamental, quantitative and technical analysis — and employs both long-term and short-term trading across mutual funds, ETFs, equities, fixed income, real estate funds (including REITs) and TIPS.
Noteworthy features include a relatively large asset base concentrated across a small client roster, suggesting a focus on individualized, higher-balance accounts rather than mass-market servicing or use of wrap programs. The firm does not select third‑party sub‑advisers, recommends a single custodian for trade execution (with no soft‑dollar benefits disclosed), documents fiduciary status for retirement accounts, and uses block trade allocation procedures when trading for multiple clients.
Client services
Portfolio management
Expertise
Real estate investing
Passive / index investing
Fee options
$500,000 - $1,000,000: 1.00% $1,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50% $100,000 - $500,000: 0.50% $500,001+: 0.20%
Account minimum: $250,000
Main office location
Wenning Investments, LLC
Sarasota FL, United States
Number of offices
1
Most active in
Wenning Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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