Wellspring Investing
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,660
Clients
1
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$5,660
About
Wellspring Investing serves individuals as well as pension and profit‑sharing plans, charitable organizations, and corporate entities, providing ongoing portfolio management, written financial planning, and pension consulting services. Pension consulting work includes creating written plans, recommending and monitoring money managers and other service providers.
The firm implements client strategies through individualized Investment Policy Statements and typically seeks discretionary authority to manage asset allocation, security selection, and regular portfolio monitoring. Its methods combine fundamental and technical analysis and employ long‑term trading alongside options strategies (including covered and uncovered options and spreads), which carry elevated risk.
Wellspring Investing’s offering of pension consulting is notable for a solo independent adviser, as relatively few peers provide plan consulting alongside individual portfolio management. The firm also operates at a very small scale—reporting modest assets under management and a single client—requires use of a designated custodian (Schwab Institutional), does not aggregate block trades, and discloses potential custodial research/soft‑dollar benefits that may influence execution and research access.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
Pension consulting plans: $500 - $7,500; Financial plans: $100 - $5,000
$1 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 1.00% $5,000,001+: 0.75%
Main office location
Wellspring Investing
Atlantic Mine MI, United States
Number of offices
1
Most active in
Wellspring Investing has reported serving >5 clients in these states in the last 12 months.
Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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