W
Wellness Financial Associates LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Wellness Financial Associates LLC provides portfolio management, financial planning, and 401(k) retirement plan consulting to individuals, plan sponsors, and business entities, with services tailored to client needs. Although registered as an investment adviser and offering asset‑management services, the firm’s brochure reports it currently does not manage client assets.
The firm’s investment approach emphasizes asset allocation and principles of value, safety, and quality, with a particular focus on risk control; it uses marketable securities such as mutual funds, ETFs, bonds and equities, and may include non‑traded real‑estate vehicles (non‑traded REITs, Delaware Statutory Trusts, tenants‑in‑common). Services are non‑discretionary and include periodic monitoring, benchmarking, reporting and participant education for retirement plans, with recommendations tailored to each client’s objectives.
Distinctive features disclosed in the brochure include a specific focus on pension/401(k) plan consulting—which is relatively uncommon among peer investment managers—and an affiliation with an independent insurance agency; the firm’s owner is a licensed insurance agent appointed with multiple insurers and devotes substantial time to that activity, generating commission compensation. The firm also combines percentage‑of‑AUM portfolio fees with the availability of hourly financial‑planning fees, a less common fee mix among similar managers, and discloses policies intended to mitigate related conflicts of interest.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Fee options
Fixed financial planning fees up to $20,000 (negotiable); Fixed fee up to $1,000 for 401k plan review (negotiable)
0.50% to 2.00% annually (negotiable) for portfolio management services
$250 per hour for financial planning services (minimum $250, negotiable)
Fee-only: Hourly financial planning at $250/hour (minimum $250, negotiable); Fixed financial planning fees up to $20,000 (negotiable); Fixed fee up to $1,000 for 401k plan review (negotiable)
Main office location
Wellness Financial Associates LLC
2500 Regency Parkway
Cary NC 27518, United States
Number of offices
1
Most active in
Wellness Financial Associates LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")