W
Weisberg Financial Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,000,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
64
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
64
HighAverage account size
$234,375
About
The firm primarily serves individual clients — many of whom are family, former colleagues, and long-term acquaintances — offering portfolio management across taxable brokerage accounts, traditional and Roth IRAs, trust accounts, custodial accounts, and college-savings plans (Coverdell and 529). It also advises one corporate account (a homeowners’ association) on a pro bono basis, an arrangement that is atypical for firms in this category.
The firm employs a cost-conscious, tax-aware investment approach that uses a discount brokerage platform and investments in individual equities and bonds, ETFs, and no-load mutual funds, supplemented by third‑party research (broker research, Barron’s, Morningstar, CNBC). The advisor maintains daily oversight of accounts, holds discretionary authority for a portion of assets (about $8.5 million of $15.03 million as of 12/31/2025), and communicates changes to clients as needed.
Distinctive operational features include a flat-fee billing model rather than percentage-of-AUM fees, an explicit cap of $1,000 per account, and annual invoicing (clients pay by check, typically receiving many months of service before payment). The practice is a single-advisor, low-cost operation that is closed to most new clients due to the advisor’s age, and it retains long-standing client relationships dating back through multiple market downturns.
Client services
Portfolio management
Expertise
Tax-loss harvesting
College savings (529s, UTMA, etc.)
Fee options
Minimum fee: Fee capped at $1,000 per account annually Fee-only: Flat fees based on client negotiation, generally below 0.5% of invested assets, capped at $1,000 per account
Main office location
Weisberg Financial Services
Pittsford NY, United States
Number of offices
1
Most active in
Weisberg Financial Services has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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