Wegner Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$74,000,000
Clients
51
51% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
51
HighAverage account size
$1,450,980
About
Wegner Asset Management serves individuals, families, trusts, and estates, providing discretionary investment management and integrated financial planning services; the firm also offers limited consulting engagements on an hourly or set-fee basis. It operates as a fee-only, independent advisor and does not sell financial products or accept commissions.
The firm typically implements customized investment policies built around strategic asset allocation and uses low-cost, passively managed mutual funds and exchange-traded funds, with selected individual equities as appropriate. Accounts are managed primarily on a discretionary basis, held at independent custodians, and reviewed at least quarterly with regular reporting to clients.
Uncommonly for a solo-practitioner RIA, Wegner Asset Management manages approximately $74 million for roughly 50 clients, implying a higher-than-average asset-per-client profile and a usual recommended $1 million account size (which may be waived). The firm includes financial planning within its advisory fees rather than charging separately, adheres to professional codes of ethics (including CFP standards), discloses that fee-deduction authority can constitute custody for regulatory purposes, and does not use performance-based compensation.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Wealth management
Passive / index investing
Fee options
$0 - $99,999: 1.25% $100,000 - $499,999: 1.00% $500,000 - $999,999: 0.90% $1,000,000 - $1,999,999: 0.80% $2,000,000+: 0.70%
$500 per hour for consulting services
Account minimum: $1,000,000 Fee-only: Fee-only adviser with fees based on assets under management; financial planning included with investment management
Main office location
Wegner Asset Management, LLC
Middleton WI, United States
Number of offices
1
Most active in
Wegner Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")