WealthShape LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$109,423,270
Total clients
136
60% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
136
Average account size
$804,583
About
WealthShape LLC provides investment management, comprehensive financial planning, and retirement‑plan consulting to individuals, families, and sponsors of ERISA retirement plans, including corporate pension and profit‑sharing plans. Services range from discretionary portfolio management to standalone planning engagements and plan‑level work such as fee benchmarking, recordkeeper searches, and participant or trustee education.
The firm operates on a fee‑only, fiduciary basis and constructs globally diversified portfolios primarily using no‑load mutual funds and exchange‑traded funds, supplemented as appropriate by fixed income, real assets, and alternative strategy funds. Investment decisions are guided by a long‑term, asset‑allocation framework rooted in Modern Portfolio Theory, with tax‑aware practices such as asset location, tax‑loss harvesting, and systematic rebalancing.
Notable distinctions include its active provision of ERISA‑specific fiduciary services — including serving in 3(21) or 3(38) capacities where applicable — which is relatively uncommon among independent one‑advisor firms. The firm also discloses formal side‑by‑side management and trade allocation policies and manages over $100 million in client assets while serving both retail and retirement plan clients.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
General retirement planning
Wealth management
Passive / index investing
Occupation focus
Founder/Business Owner
Fee options
Flat fees up to $5,000 for financial planning and retirement plan consulting services
$0 - $1,000,000: 0.85% $1,000,001 - $3,000,000: 0.65% $3,000,001+: 0.55%
$250 per hour for financial planning and consulting services
Account minimum: $10,000 Fee-only: Flat fees up to $5,000 for financial planning; hourly fees $250/hour billed in 15-minute increments
Main office location
WealthShape LLC
360 Bloomfield Ave, Suite 301
Windsor CT 06095, United States
Number of offices
4
Most active in
WealthShape LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")