Wealthgen Advisors, LLC

Updated today

Find your advisor

Client assets under management

$131,300,000

Clients

31% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$1,382,105

About

WealthGen Advisors serves individuals, high‑net‑worth clients and small businesses with discretionary asset management, financial planning, and retirement plan consulting, including rollover guidance. The firm’s brochure notes portfolios are composed primarily of mutual funds, ETFs and individual stocks, and it requires clients to engage in a financial plan before beginning an asset management relationship.

The firm describes a multi‑disciplinary investment process that combines behavioral, charting, cyclical, fundamental and technical analysis to build portfolios, typically with a long‑term orientation while permitting shorter‑term trades for rebalancing or cash needs. Accounts are managed on a discretionary basis, are monitored regularly, and the firm directs custody and trade execution through Schwab Advisor Services.

Distinctive aspects for a small, two‑advisor practice include the prominence of insurance‑related planning within its service set—business planning topics in the brochure explicitly list key‑person insurance, executive benefits and insurance needs analysis alongside estate and tax planning. The firm also emphasizes multiple professional designations for its advisers (CFP, AWMA, CRPC, AIF), provides ERISA fiduciary services for retirement plans, and requires a formal planning engagement prior to discretionary management.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Stock option exercise strategy Business succession planning General estate planning guidance Cash flow / budgeting

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Financial planning flat fees generally range from $5,000 to $8,000

Percentage

$0 - $1,000,000: 1.05% $1,000,000 - $3,000,000: 0.85% $3,000,000 - $10,000,000: 0.75% $10,000,000+: 0.65%

Project-based

$250/hour for hourly consulting

Other

Minimum fee: $5,000 minimum fee for financial plan when account AUM under $500,000 (account not subject to asset management fee) Fee-only: Financial planning fees: hourly $250/hour; flat fees generally $5,000 to $8,000

Main office location

Wealthgen Advisors, LLC

650 Central Ave., Suite 1

Sarasota FL 34236, United States

Number of offices

Most active in

Florida · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website (941) 706-4151

Advisors at this firm

Richard R

Series 65

Sarasota, FL

Wealthgen Advisors, LLC

Richard Rayles is a financial advisor at WealthGen Advisors, LLC in Sarasota, FL, holding a Series 65 designation with two years of industry experience. Prior to joining WealthGen Advisors in 2023, he was self-employed from 2020 to 2023 and worked in digital and creative roles at DM Creative and Kryptonite Digital. Outside of his advisory work, he owns and operates R and R Trading Group LLC, a retail merchant business. WealthGen Advisors serves individuals, high-net-worth clients, and small businesses with discretionary asset management, financial planning, and retirement plan consulting. The firm employs a multi-disciplinary investment process combining behavioral, technical, and fundamental analysis, and requires clients to engage in financial planning before beginning asset management.

Stock option exercise strategy Business succession planning General estate planning guidance Cash flow / budgeting Founder/Business Owner Executive

Kenneth H

Series 66

Sarasota, FL

Wealthgen Advisors, LLC

Kenneth Hargreaves is a financial advisor at WealthGen Advisors, LLC with 17 years of industry experience. He holds the Series 66 designation and has worked at WealthGen Advisors since 2019, previously spending seven years with American Funds/Capital Group Companies. WealthGen Advisors serves individuals, high-net-worth clients, and small businesses with discretionary asset management, financial planning, and retirement plan consulting. The firm employs a multi-disciplinary investment process combining behavioral, charting, cyclical, fundamental, and technical analysis, and emphasizes insurance-related planning alongside traditional financial services.

Stock option exercise strategy Business succession planning General estate planning guidance Cash flow / budgeting Founder/Business Owner Executive

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support