Wealth Transitions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$45,717,672
Clients
51
47% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
51
HighAverage account size
$896,425
About
Wealth Transitions, LLC provides advisory services to individual and high‑net‑worth clients, offering ongoing portfolio management, financial planning, and qualified plan consulting; the firm also makes educational seminars available upon request. Like many independent advisers, it generally operates on a percentage‑of‑AUM basis and tailors services to individual client goals and risk tolerances.
The firm documents client objectives in an Investment Policy Statement and typically manages portfolios on a discretionary, long‑term basis using modern portfolio theory to guide asset allocation across mutual funds, ETFs (including precious‑metal ETFs), fixed income, equities, and real estate funds. Wealth Transitions manages client assets in‑house rather than delegating to third‑party advisers and states a policy of seeking fair and equitable allocation of investment opportunities among clients.
A few operational features distinguish the firm from many peers: it currently offers educational seminars at no charge and maintains a relatively high stated account minimum of $500,000 while retaining discretion to accept smaller accounts. The firm’s sole adviser conducts monthly account reviews, and the firm does not aggregate or “block” trades for multiple client accounts, an execution practice that can affect trade pricing and timing.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Annuities
Fee options
Financial planning fees range from $750 to $10,000 (negotiated fixed rate)
$0 - $1,000,000: 0.80% - 0.90% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.60% $5,000,001 - And Up: 0.50%
Account minimum: $500,000
Main office location
Wealth Transitions, LLC
Cincinnati OH, United States
Number of offices
1
Most active in
Wealth Transitions, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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