Wealth Solutions, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$53,683,345
Clients
431
0% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
431
Very HighAverage account size
$124,555
About
Wealth Solutions, Inc. provides financial planning, portfolio management (both discretionary and non‑discretionary), and related consulting to individual clients and business entities, including advice on variable annuities and employer‑sponsored retirement plans. The firm also recommends and sells life, disability, and long‑term care insurance and facilitates management of held‑away retirement accounts through a third‑party platform.
Investment advice is implemented through a combination of fundamental and technical analysis and typically allocated to mutual funds and exchange‑traded funds, with targeted strategic asset allocations and periodic rebalancing. The firm limits trading activity to reduce costs, monitors accounts quarterly, and uses multiple custodians and third‑party platforms to hold and report client assets.
The firm operates with an unusually high client‑to‑advisor ratio — one advisor serves 431 client relationships while the firm reported approximately $52 million in assets under management as of December 31, 2025 — indicating a scaled, resource‑dependent servicing model. The brochure discloses that the firm’s principal is a licensed insurance agent who receives commissions for insurance sales and that prior regulatory matters involving the firm and its principal (including SEC, FINRA, and state proceedings) are disclosed.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Retirement income strategy
Income planning
College savings (529s, UTMA, etc.)
Fee options
Financial planning fees range from $500 to $5,000, fees are negotiable.
$0 - $500,000: 2.00% $500,001 - $750,000: 1.60% Over $750,000+: 1.20%
Commissions from sale of insurance products; usual and customary commissions received by advisors.
Account minimum: $1,000
Main office location
Wealth Solutions, Inc.
21 Waterway Avenue, Suite 300
The Woodlands TX 77380, United States
Number of offices
1
Most active in
Wealth Solutions, Inc. has reported serving >5 clients in these states in the last 12 months.
Arkansas · Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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