Wealth Plus of the Dakotas, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$66,120,265
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
85
0% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
28
Average account size
$777,885
About
Wealth Plus of the Dakotas is a fee-based investment adviser that provides portfolio management and financial planning for individual clients and retirement plans, including ERISA 3(21) services for 401(k) and 403(b) plans. The firm’s brochure describes both discretionary and non-discretionary asset management, ongoing portfolio monitoring, and standalone financial planning and consulting on an hourly or fixed-fee basis.
The firm describes an investment process that uses modern portfolio theory and technical analysis, documents client objectives with an Investment Policy Statement or risk tolerance, and provides periodic reviews and trade approvals when non-discretionary authority is not in place. Wealth Plus also acts as a liaison with third‑party money managers, discloses the use of solicitors and sub‑advisors, and may receive or pay solicitor/sub‑advisor fees in those arrangements.
What is distinctive in the brochure is the extent of outside affiliations and activities among supervised persons: registered representative relationships with broker‑dealers, insurance licensure and sales, ownership interests in tax preparation and other businesses, and affiliations with other investment advisory entities — all disclosed as potential conflicts of interest with stated mitigation procedures. The brochure also discloses past regulatory matters (a state consent order and earlier court settlement) and, as filed, reports no assets under management as of the brochure date.
Client services
Financial planning
Portfolio management
Selection of other advisers
Fee options
Financial planning fixed fees range from $750 to $7,500, negotiable based on complexity and client needs
$0 - $100,000: 0.95% annually $100,001 - $250,000: 0.75% annually $250,001 - $500,000: 0.55% annually $500,001 - $1,000,000: 0.35% annually $1,000,001+: 0.25% annually
$150 per hour for financial planning and consulting
Account minimum: $25,000 (typically), but may be lowered or waived at discretion Fee-only: Hourly fee of $150 per hour for financial planning and consulting; fixed fees for financial planning ranging from $750 to $7,500 based on complexity
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Wealth Plus of the Dakotas, Inc.
405 8 Th Ave. Nw, Suite 208
Aberdeen SD 57401, United States
Number of offices
1
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")