W
Wealth Planning, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,299,664
Clients
7
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$899,952
About
The firm provides fee‑only financial planning, investment supervisory services, and consulting to individuals, businesses, and pension and profit‑sharing plans. It reports managing about $5.515 million in client assets for seven clients and offers both portfolio management and written financial planning engagements.
Its investment approach emphasizes strategic asset allocation and portfolio optimization models, using a mix of active mutual funds, passive index funds and ETFs, stocks, and bonds tailored to clients’ tax situations and risk profiles. Uncommonly for peers, the firm manages assets primarily on a non‑discretionary basis (the brochure reports $0 managed discretionary and $5,515,210 managed non‑discretionarily), placing trades under a limited power of attorney while clients retain asset control and make final investment decisions.
Noteworthy features include a very small client roster and a CFP‑certified principal who conducts daily monitoring and regular portfolio reviews; the firm does not custody client assets and does not vote client proxies, expecting clients to vote their own or request guidance. The brochure also highlights formal business continuity and information security programs (including daily off‑site backups), and disclosure that employee personal trades are reviewed quarterly.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Fee options
$550.00 minimum for Investment Advice & Periodic Reviews for a full year; $750.00 minimum for Preparation of comprehensive financial plan (half due at contract signing, balance due upon presentation).
$50,000 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000+: 0.50%
$75.00 per hour for Financial Planner services after first free consultation hour; $35.00 per hour for professional staff services after first free consultation hour.
Account minimum: $5,000.00 Fee-only: Fee only basis; no commissions or product sales; no finder fees accepted.
Most active in
Wealth Planning, Inc. has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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