Wealth Planning Group, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,106,590
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
156
1% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
156
Very HighAverage account size
$257,094
About
Wealth Planning Group provides financial planning and discretionary investment management to individuals, high-net-worth clients, and institutional clients such as corporate pension and profit‑sharing plans and trust programs. Services described in the brochure include comprehensive and abbreviated financial plans, ongoing portfolio management, and recommendations of independent third‑party money managers.
The firm constructs model portfolios using strategic, cyclical, and tactical analysis and works across a broad investable universe that includes individual stocks and bonds, mutual funds and ETFs, and alternative vehicles such as REITs, MLPs, BDCs, managed futures and oil & gas partnerships. Accounts are generally managed on a discretionary basis with at least annual reviews to reassess objectives, cash flow needs and risk tolerances.
Distinctive from many peers, the firm’s advisory representatives also serve as registered representatives of a broker‑dealer and are licensed insurance agents, and the brochure discloses that representatives may recommend commissionable insurance products and receive compensation for third‑party manager referrals. The firm also notes that a principal operates a separately registered investment adviser and that it works with corporate retirement plans and trust programs, reflecting affiliations and institutional relationships that are less common for similarly sized supported firms.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Retirement income strategy
Private / alternative investments
Fee options
Fixed fee for financial planning services, typically ranging from $2,000 to $20,000 depending on complexity
0.75% to 1.50% (annualized, negotiated based on scope and complexity)
$250 per hour for ongoing planning services, special projects, and annual reviews (negotiable)
Account minimum: $250,000 Fee-only: Investment management fees charged as a negotiated flat percentage of assets under management ranging from 0.75% to 1.50% annually; financial planning fees charged as fixed fee ($2,000 - $20,000) or hourly ($250/hour)
Main office location
Wealth Planning Group, Inc.
25152 Springfield Court, Suite 345
Valencia CA 91355, United States
Number of offices
1
Most active in
Wealth Planning Group, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")