Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$353,943,693
Clients
590
12% high-net worth
Advisors
6
of 9 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Clients per advisor
98
HighAverage account size
$599,905
Wealth Management Resources serves individuals (including high‑net‑worth and non‑HNW clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm offers discretionary portfolio management through a Schwab‑based Custom Account program and the SEI Asset Management Program, along with financial planning, 529 college‑savings allocation services, 401(k) and SIMPLE IRA plan advisory, and participant education seminars.
The firm tailors investment advice using client suitability information to construct custom or model portfolios that emphasize diversified asset‑class mixes and exchange‑traded funds, and it monitors and rebalances accounts on an ongoing basis. Financial planning is available on an hourly or fixed‑fee basis (modular or comprehensive), and the firm may offset planning fees when clients implement investment recommendations through the firm.
Notable distinctions include that several advisors are registered representatives of a broker‑dealer and the firm is registered as an insurance agency, so advisors may offer commission‑based insurance and annuity products in addition to AUM‑based advisory services—a arrangement the brochure discloses as a potential conflict of interest. The firm also provides employer‑plan enrollment and participant seminars and uses both Schwab and SEI platforms; Schwab provides software and support services to the firm, which can influence custodial arrangements and generate non‑cash benefits.
Fixed fees for financial planning generally range between $250 and $3,000; 529 Plan initial set-up fee of $150.
$0 - $500,000: 1.00% $500,001 - $1,500,000: 0.67% $1,500,001+: 0.33%
Commission-based compensation from sales of insurance products such as life, disability, long-term care insurance, and annuities.
Financial planning hourly rate of $200.
Account minimum: $150,000 Fee-only: Financial planning fees: hourly rate of $200 or fixed fees ranging from $250 to $3,000; 529 Plan Asset Allocation Services: $150 initial set-up fee plus $150 annual advisory fee; 401(k) Plan Advisory Services: tiered fees from 0.50% to 0.20%; SIMPLE IRA Plus Plan Advisory Services: tiered fees from 0.50% to 0.20%; seminars fees negotiable.
Wealth Management Resources, Inc.
28 Cedar Swamp Road, Suite One
Smithfield RI 02917, United States
Number of offices
1
California · Connecticut · Florida · Maine · Massachusetts · New Hampshire · New York · North Carolina · Rhode Island · South Carolina · Texas · Vermont
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63
Smithfield, RI
Wealth Management Resources, Inc.
ChFC®, Series 63, Series 65
Smithfield, RI
Wealth Management Resources, Inc.
ChFC®, Series 63, Series 65
Smithfield, RI
Wealth Management Resources, Inc.
CFP®
Smithfield, RI
Wealth Management Resources, Inc.
CFP®, Series 66
Smithfield, RI
Wealth Management Resources, Inc.
ChFC®, Series 65
Smithfield, RI
Wealth Management Resources, Inc.
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