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Wealth Financial Group West, Inc.

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Client assets under management

$21,703,820

Clients

98

10% high-net worth

Advisors

2

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

49

Typical

Average account size

$221,468

About

Wealth Financial Group West, Inc. serves individual and high‑net‑worth clients with discretionary asset management, financial planning, and access to third‑party managers. The firm offers portfolio management for individuals, tailored investment strategies, and both fixed‑fee comprehensive planning and hourly planning engagements.

The firm develops client‑specific investment programs based on stated goals, time horizons and risk tolerance, using fundamental, technical and cyclical analysis and implementing portfolios through custodians and platform providers (including the use of Envestnet and model portfolios). Accounts are monitored and reviewed on a regular basis with rebalancing, tax‑overlay and liaison services when clients are placed with third‑party managers.

What is distinctive is the firm’s affiliation with an insurance business: the owner is a licensed insurance agent who spends a substantial portion of time on that activity and offers insurance products for separate compensation, a relationship the brochure identifies and discloses as a potential conflict of interest. The firm also maintains referral and fee‑sharing arrangements with third‑party managers and relies on an external platform/provider mix for implementation, and these affiliations and compensation flows are addressed in its disclosures and compliance procedures.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management

Fee options

Fixed

$2,500 fixed fee for comprehensive financial plan

Percentage

$0+: 0.95% annually for all assets under management by WFGW All Assets+: Up to 1.00% annual fee for direct asset management (negotiable) All Assets+: Gradient Investments, LLC TPM fees (total client fee) vary by portfolio type: 1.35% for Strategic, Tactical, Allocation & Defined Outcome portfolios; 1.50% for Private Wealth portfolios; 1.00% for Preservation portfolios. WFGW portion ranges from 0.60% to 1.00% depending on portfolio.

Project-based

$250 per hour for ad hoc financial planning and advisory services

Other

Account minimum: $50,000 Fee-only: Financial planning fixed fee of $2,500 for comprehensive plan; hourly fee of $250/hour for ad hoc planning services

Main office location

Wealth Financial Group West, Inc.

650 Town Center Dr Ste 920

Costa Mesa CA 92626, United States

Number of offices

1

Most active in

More info

California · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook YouTube Website 714-617-4394

Advisors at this firm

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user avatar

Brock B

Series 65

Costa Mesa, CA

Wealth Financial Group West, Inc.

Brock Butlett is a financial advisor at Wealth Financial Group West, Inc. with three years of industry experience. He holds a Series 65 designation and has worked at Wealth Financial Group West, Inc. since 2017, as well as briefly at Gradient Advisors in 2022. Outside of advisory work, he is also a licensed insurance agent involved with Simpson & Simpson Life Insurance Services, Inc. Wealth Financial Group West, Inc. provides discretionary asset management, financial planning, and third-party manager recommendations primarily to individual and high-net-worth clients. The firm’s investment approach incorporates fundamental, technical, and cyclical analysis, with ongoing portfolio oversight and periodic account reviews.

Wealth management
user avatar

Tami S

CFP®, Series 65

Costa Mesa, CA

Wealth Financial Group West, Inc.

Tami Simpson is a financial advisor with Wealth Financial Group West, Inc. in Costa Mesa, CA, holding CFP® and Series 65 credentials and bringing 18 years of industry experience. She has worked with several firms, including Gradient Advisors, LLC and Brokers International, and is also the owner of Simpson & Simpson Life Insurance Services, Inc. Wealth Financial Group West, Inc. provides discretionary asset management, financial planning, and third-party manager recommendations to individual and high-net-worth clients. The firm develops investment strategies based on client goals, time horizons, and risk tolerance, employing fundamental, technical, and cyclical analysis, and offers ongoing portfolio oversight and tailored financial plans.

Wealth management
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