Wealth Enhancement & Preservation, Inc.

The firm provides investment advisory and financial planning services to individuals (including high‑net‑worth and non‑HNW clients), as well as trusts, estates, charitable organizations, and corporations. It manages roughly $33.7 million for about 45 clients under a single designated advisor and offers ongoing portfolio management alongside one‑time or hourly financial planning engagements.

Investment recommendations are tailored to client objectives and risk tolerances, and accounts may be managed on a limited discretionary basis with regular monitoring and quarterly detailed reviews; the firm uses both fundamental and technical analysis. It frequently leverages third‑party managers and turnkey platforms — including AssetMark programs and the SEI Advisor Network (models, managed account solutions, and distribution‑focused strategies) — and implements portfolios using mutual funds, ETFs, variable annuities, and separately managed accounts.

What distinguishes the firm from many peers is its affiliation with a FINRA‑member broker‑dealer and related ownership interests, together with the principal’s insurance agency activities, which can give rise to commission and 12b‑1 compensation conflicts that the brochure discloses. The firm also participates in solicitor relationships with larger advisor networks and documents its conflicts through a code of ethics and ongoing supervision despite its small, single‑advisor structure.