Wealth Engagement

Wealth Engagement provides discretionary portfolio management and retirement-plan advisory services primarily to individual clients — including high-net-worth households — as well as corporations, pension and profit-sharing plans, trusts, and charitable entities. The firm offers ongoing investment advice, retirement-plan consulting, participant education, and may act as an ERISA fiduciary under both 3(21) and 3(38) arrangements for plan clients.

The firm emphasizes a tactical allocation approach intended to reduce risk and enhance performance, using a mix of fundamental, technical, and cyclical analysis and employing instruments such as exchange-listed securities, municipal securities, mutual funds, and ETFs. Wealth Engagement tailors portfolios to individual client objectives and risk profiles, may use cash positions as hedges, and implements both short- and long-term trading strategies; it maintains a stated account minimum of $1,000,000 that can be waived at the adviser’s discretion.

Compared with many peers, Wealth Engagement’s ADV discloses the use of client testimonials in its advertising and discusses custodial arrangements that reference margin interest, indicating the potential for borrowing activities in client accounts (such as separately managed accounts). The firm recently obtained SEC registration and manages roughly $105 million in client assets with a single managing partner, a combination of small firm scale with formal ERISA fiduciary services that is less common among similarly supported advisers.